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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-05-09
  • LA RA
    APPROVED
    Since 2022-05-09

Branch Locations

Iowa, LA • United States

3723 Nelson Road Suite 400, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Houston TX 11/2006 05/2022
Raymond James & Associates Lake Charles LA 05/2022 Present
  • 11/2006 → 05/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Houston, TX
  • 05/2022 → Present
    Raymond James & Associates
    Lake Charles, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-12
S63 Uniform Securities Agent State Law Examination 1993-06-24
  • S65 Uniform Investment Adviser Law Examination
    2006-07-12
  • S63 Uniform Securities Agent State Law Examination
    1993-06-24
Other Names
  • Debbie Ardoinjones
  • Deborah Lynn Morris
  • Deborah Lynn Hunt
  • Deborah Ardoin
  • Deborah Lynn Ardoinjones
  • Deborah L Ardoin-Jones

View on SEC IAPD

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