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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-01-31 |
| TX | RA | APPROVED_RES | 2015-09-25 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
717 Main St Ste 2, N Wilkesboro, NC 28659-4297 • United States
403 Gilead Rd Ste K, Huntersville, NC 28078-6814 • United States
1201 Main St Ste 1980, Columbia, SC 29201 • United States
Huntersville, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Huntersville | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Huntersville | NC | 03/2020 | Present |
Real Estate Ownership; Commercial; 403 Gilead Road, Suite K, , Huntersville, NC, 28078; Investment-Related; 08/01/2007 / Single Family; 509 Hadley Street Wilson, NC 27893, ,; ; 12/01/2011 / Single Family; 3118 Westshire DriveWilson, NC 27896, ,; ; 11/01/2008. Independent Insurance Brokering; Fidelity and Guaranty Life Insurance Company; 10/04/2024; Fixed Annuity. Board of Directors; Gilead Commons Owners Association, Inc; Board Member; 403 Gilead RoadHuntersville, NC 28078, ,; ; 08/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Lake Norman Advisory Board; Local Advisory Board member; 8600 Sam Furr Road, Suite 260, Huntersville, NC, 28031; Investment-Related; 01/23/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-17 |
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