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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
FL RA APPROVED 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-30
  • FL RA
    APPROVED
    Since 2024-05-17

Branch Locations

Tampa, FL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 03/2014 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 05/2024
Raymond James & Associates Inc. Saint Petersburg FL 05/2024 Present
Previous Registrations
  • 2014-03-31 → 2024-05-22
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
  • 2013-05-06 → 2014-04-10
    B. C. Ziegler And Company
    Tampa, FL
    Chicago, IL
  • 2012-04-10 → 2013-04-09
    Clearwater, FL
  • 2010-07-08 → 2012-04-23
    Clearwater, FL
  • 2003-06-24 → 2009-03-26
    Ameriprise Advisor Services, Inc.
    Clearwater, FL
    New Port Richey, FL
    Bradenton, FL
    Orlando, FL
    Daytona Beach, FL
    Sun City Center, FL
    Tampa, FL
    Jacksonsville Beach, FL
    Clearwater, FL
Other Businesses

(1)Name of Business: The Peaceful Stitch, LLC Address: 12311 Glenfield Ave, Tampa, FL, 33626, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100% ownership by spouse, crochet craft business, wife is a vendor at local craft markets. I help set up & break down the display.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06

View on SEC IAPD

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