Mark Adam Friedrich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-06
FL	RA	APPROVED	2025-03-06
GA	RA	APPROVED	2025-03-06
MD	RA	APPROVED	2025-03-06
MT	RA	APPROVED	2025-03-06
NJ	RA	APPROVED	2025-03-06
NY	RA	APPROVED	2025-03-06
NC	RA	APPROVED	2025-03-06
PA	RA	APPROVED	2025-03-06
SC	RA	APPROVED	2025-03-06
WV	RA	APPROVED	2025-03-06

CT RA
APPROVED

Since 2025-03-06
FL RA
APPROVED

Since 2025-03-06
GA RA
APPROVED

Since 2025-03-06
MD RA
APPROVED

Since 2025-03-06
MT RA
APPROVED

Since 2025-03-06
NJ RA
APPROVED

Since 2025-03-06
NY RA
APPROVED

Since 2025-03-06
NC RA
APPROVED

Since 2025-03-06
PA RA
APPROVED

Since 2025-03-06
SC RA
APPROVED

Since 2025-03-06
WV RA
APPROVED

Since 2025-03-06

Branch Locations

Salem, SC • United States

International Trade Center 350 Clark Drive, Suite 104C, Budd Lake, NJ 07828 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Investment Center	Budd Lake	NJ	05/2003	03/2025
Ic Advisory Services Inc	Budd Lake	NJ	01/2010	03/2025
Lpl Financial Llc	Budd Lake	NJ	03/2025	Present

05/2003 → 03/2025

The Investment Center

Budd Lake, NJ
01/2010 → 03/2025

Ic Advisory Services Inc

Budd Lake, NJ
03/2025 → Present

Lpl Financial Llc

Budd Lake, NJ

Previous Registrations

2010-01-04 → 2025-03-06

Ic Advisory Services, Inc.

Cranford, NJ

Bedminster, NJ

Budd Lake, NJ

Other Businesses

1. 03/06/2025- Friedrich Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/21/2003- 20 Hours Per Month- 5 Hours During Trading 2. 03/06/2025- Wealthwise Advisors LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/12/2024- 160 Hours Per Month- 140 Hours Per Month 3. 03/13/2026-Himmelsblick Acres, LLC-President-Real Estate Rental-Inv related-At Salem, SC-Start date 02/25/2026-5hrs/mth-0hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-11-18
S63	Uniform Securities Agent State Law Examination	1997-07-15

S65 Uniform Investment Adviser Law Examination

2009-11-18
S63 Uniform Securities Agent State Law Examination

1997-07-15

Designations

Certified Financial Planner

View on SEC IAPD