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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-05 |
| VA | RA | APPROVED | 2024-09-05 |
Branch Locations
12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033 • United States
211 N Union Street Suite 240, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 11/2006 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 12/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 12/2020 | 09/2024 |
| Baird | Fairfax | VA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-05-28 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-25 |
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