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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 08/2016 | 01/2024 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2024 | Present |
| Insights Consulting Tx Llc | Keller | TX | 01/2024 | 12/2024 |
| Charles Schwab Bank, Ssb | Westlake | TX | 12/2024 | 01/2026 |
1) NASD Dispute Resolution | Investment-related: Yes | One Liberty Plaza, New York, NY 10006 | Financial Services | NASD Neutral Arbitrator | Start date: 2004-06-15 | Hours per Month: Less than 20 | Hours Spent during Security Trading: 1 | I would like to be a neutral arbitrator for the NASD 10 hours/month (max). I will not be representing Schwab in any way, nor will I be advising the public on security matters. 2) Insights Consulting TX LLC|Investment Related:No|Sports/Physical Recreation|Umpire|2024-08-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I officiate high school baseball games in the Dallas/Fort Worth (TX) area. The LLC was established to accept payment and track expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-06 |
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