Robin Bailey Liebes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 11/2020
  Morgan Stanley Smith Barney
  Thousand Oaks, CA
• 01/2015 → 11/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2020 → Present
  Lpl Financial, Llc
  Thousand Oaks, CA

Previous Registrations

• 2009-09-02 → 2020-11-25
  Morgan Stanley
  Oxnard, CA
  Thousand Oaks, CA
  Westlake Village, CA
• 2003-06-26 → 2009-08-21
  Gold Coast Securities, Inc.
  Thousand Oaks, CA
  Thousand Oaks, CA
• 1998-11-02 → 2002-07-11
  Morgan Stanley Dw Inc.
  Thousand Oaks, CA

Other Businesses

1. 9/27/2021 - Estate of Clayton and Betty Bailey - Not Investment Related - 2298 Hood Drive, Thousand Oaks, CA 91362 - Act in a Fiduciary Capacity - Started 09/27/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-17
• S63 Uniform Securities Agent State Law Examination
  1993-08-02

Other Names

• Robin Wentner
• Robin Lynn Bailery
• Robin Lynn Bailey