Steven Lee Goldberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 01/2024
  Family Investors Company
  Fanwood, NJ
• 01/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) FANWOOD-SCOTCH PLAINS ROTARY CLUB, PO BOX 423 FANWOOD NJ, 07/2015, BOARD MEMBER, VOLUNTEER, NIR, 8 HR/MO 4 HR/MO TRADING 2) STEVEN GOLDBERG, SCOTCH PLAINS NJ, 09/2000, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO 20 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 4) FAMILY INVESTORS COMPANY, 265 SOUTH AVE FANWOOD NJ, 01/2024, 1099 CONTRACTOR, DBA, INV REL, 160 HR/MO 130 HR/MO TRADING 5) BNI - SELECT BUSINESS SOURCE, 450 Park Ave, Scotch Plains NJ 07076, United States, 10/01/2024, Vice President, Networking, NIR, 10 HR/MO 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-15
• S63 Uniform Securities Agent State Law Examination
  1994-06-01