Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-08 |
| NY | RA | APPROVED | 2024-08-23 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
1133 Avenue Of The Americas, New York City, NY 10036-6717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 01/2014 | 10/2023 |
| Unemployed | New York | NY | 10/2023 | 07/2024 |
| Charles Schwab Bank, Ssb | New York | NY | 07/2024 | Present |
| Charles Schwab & Co., Inc. | New York | NY | 07/2024 | Present |
1) More Than Capital | Investment Related:No|Avenue de La Porte Neuve 11|Luxembourg City|Luxembourg|2227|Luxembourg|Financial Services|Global Advisory Board - Member|8/1/2023|Less than 20|0|Strictly a governance function as a Board member, I do not provide any investment advice, I do not make any investment decisions, I do not solicit or market any products/services, and currently this is a non-compensated position., 2) 205 East 63rd Street Corporation | Investment Related:No|Other|Board Director|10/10/2025|Less than 20|0|Serve on Board of Directors to assist in governance of the rules and regulations of our residential building
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
Reach out to this advisor