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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-05 |
| VA | RA | APPROVED | 1999-10-01 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
TRUSTEE-TERRI B HAYES LIVING TRUST. TRUSTEE FOR WILLIAM HAYES TRUST, INVESTMENT RELATED, RICHMOND VA, 1 HOUR PER MONTH--TRUSTEE FOR MATTHEW HAYES TRUST, INVESTMENT RELATED, RICHMOND VA, 1 HOUR PER MONTH COMPETITIVE COOKING COMPETITIONS, NOT INV RELATED, PARTICIPANT, START 7/1/2010, COOKING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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