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Inactive

David Michael Carter

J.J. Burns & Company

Darien, CT

Melville, NY

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Current Employers
J.J. Burns & Company

225 Broadhollow Road Suite 410, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-15
NY RA APPROVED 2025-10-15
  • CT RA
    APPROVED
    Since 2025-10-15
  • NY RA
    APPROVED
    Since 2025-10-15

Branch Locations

Darien, CT • United States

225 Broadhollow Road Suite 410, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspire / Lenox Wealth Advisors Llc New York NY 01/2012 05/2022
Jpmorgan Chase Bank Na New York NY 05/2022 09/2025
Jpmorgan Securities Llc New York NY 05/2022 09/2025
J.J. Burns & Company Melville NY 09/2025 Present
  • 01/2012 → 05/2022
    Wealthspire / Lenox Wealth Advisors Llc
    New York, NY
  • 05/2022 → 09/2025
    Jpmorgan Chase Bank Na
    New York, NY
  • 05/2022 → 09/2025
    Jpmorgan Securities Llc
    New York, NY
  • 09/2025 → Present
    J.J. Burns & Company
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-16
S66 Uniform Combined State Law Examination 2010-09-21
  • S63 Uniform Securities Agent State Law Examination
    2022-06-16
  • S66 Uniform Combined State Law Examination
    2010-09-21
Designations
Other Names
  • David Michael Carter
  • David M Carter
  • David Carter

View on SEC IAPD

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