Ralph Hartwell Saunders

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Chesterfield County Schools
  Chesterfield, VA
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Previous Registrations

• 2006-01-24 → 2008-12-17
  Ameriprise Advisor Services, Inc.
  Midlothian, VA
  Richmond, VA
• 2000-06-06 → 2006-01-23
  Scott & Stringfellow, Llc
  Richmond, VA

Other Businesses

RENTAL PROPERTY - 832; INV RELATED;VIRGINIA BEACH,VA; RENTAL;100% OWNERSHIP; START DATE: 07/25/2026; 32 HRS PER MONTH; - HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2000-05-10
• S63 Uniform Securities Agent State Law Examination
  1993-09-02

Designations

• Certified Financial Planner