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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| MO | RA | APPROVED | 2007-09-14 |
Branch Locations
501 Cherry Street Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Columbia | MO | 08/2007 | Present |
1. Columbia Independent School; 1801 North Stadium Blvd Columbia MO 65202; J-K through 12 education; Trustee; the work of trustees focuses on policies and strategies that are future-focused, and not on daily operations, which are delegated to the head of school (HOS); affiliation started 07/03/2017; 8.0 hours per quarter; during securities trading hours; not investment-related. 2. First Christian Church; North 10th St, Columbia, MO 65201; Church; Trustee; Overseeing the Church portfolio and finances; 07/01/2005; 3 Hours per Quarter; during securities trading hours; not investment-related. 3. Columbia Independent School; 1801 Stadium Blvd Columbia MO 65202; private education from age 3 through grade 12; Serve on the board of trustees and on the governance committee of the board; on the governance committee, we review bylaws if necessary and also find and nominate new members; 07/01/2020; 1 hr/month; During security trading hours; Not Investment-Related 4. Columbia Independent School; 2604 Pebble Creek Ct Columbia MO 65201; private school for ages 3 through 12th grade; Treasurer of the Board; oversee and report on school finances at board level. I will also be the chair of the finance committee; 07/01/2025; 4 hrs/month; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-18 |
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