Matthew K Meese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2019-07-08

UT RA
APPROVED

Since 2019-07-08

Branch Locations

117 E. State Highway, Copperton, UT 84006 • United States

7167 South Center Park Drive Floor 2, West Jordan, UT 84084 • United States

2850 West 3500 South, West Valley City, UT 84119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Salt Lake City	UT	03/2009	Present

03/2009 → Present

Lpl Financial Llc

Salt Lake City, UT

Previous Registrations

2006-01-09 → 2009-03-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

Salt Lake City, UT

Other Businesses

1. 07/27/2010 - MOUNTAIN AMERICA INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - AGENT - Time Spent 5% - OUTSIDE INSURANCE SERVICES, INCLUDING MEDICARE ADVANTAGE PLANS, TERM LIFE INSURANCE, ETC. 2. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2019 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-29

S66 Uniform Combined State Law Examination

2005-12-29

Other Names

Matt K Meese
Matt Meese

View on SEC IAPD