Randy Dominic Cruz

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 06/2018
  Fidelity Brokerage Service, Llc
  Greenwood Village, CO
• 06/2018 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2018 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 07/2019 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2013-12-05 → 2018-07-07
  Strategic Advisers Llc
  Greenwood Village, CO
• 2011-03-11 → 2013-06-13
  Usaa Financial Planning Services
  Tampa, FL
• 2009-10-13 → 2011-01-31
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: HARRISBURG, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 02/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-12
• S63 Uniform Securities Agent State Law Examination
  2000-10-07

Other Names

• Randy D Cruz
• Randy Dominic Cruz
• Randy Cruz