Emily Annick Lee

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-09
VT	RA	APPROVED	2017-04-21

TX RA
APPROVED_RES

Since 2023-05-09
VT RA
APPROVED

Since 2017-04-21

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	VT	09/2005	04/2017
Bank Of America, N.A.	Burlington	VT	07/2011	04/2017
Morgan Stanley	Colchester	VT	04/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	05/2017	Present

09/2005 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
07/2011 → 04/2017

Bank Of America, N.A.

Burlington, VT
04/2017 → Present

Morgan Stanley

Colchester, VT
05/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-08-22 → 2017-04-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Manchester, NH

Burlington, VT

Burlington, MA

Boston, MA

Other Businesses

2.Home Room Rental; Investment related-No; Burlington, VT; Rent a bedroom in my home to medical students who attend the UVM med school;Sole owner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; During business hours: 0; After business hours: 0 3. *411579 - 61 Hungerford Terrace LLC; Investment related Yes; Burlington, VT; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 0; After business hours: 2; Property Management, Administrative 4. *415900 - 61 Hungerford; Investment related Yes; Burlington, VT; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 0; After business hours: 0; Property Management. 5. *411579 - 28 Bradley street LLC; Investment related - Yes; Burlington, Vermont; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 2; 6. *554356 - 71 Hungerford LLC ; Investment related - Yes ; Burlington,Vermont ; Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 2 ; Labor/Service:Property Management