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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-01-23
  • PA RA
    APPROVED
    Since 2014-01-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2 Bala Plz Ste 300, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance-Non Variable Glenside PA 05/2011 Present
Gaur Financial Associates, Llc Conshohocken PA 11/2011 Present
Gaur Financial Associates, Llc. Glenside PA 09/2010 Present
Lpl Financial Llc Bala Cynwyd PA 01/2014 Present
Private Advisor Group, Llc Morristown NJ 01/2014 Present
  • 05/2011 → Present
    Insurance-Non Variable
    Glenside, PA
  • 11/2011 → Present
    Gaur Financial Associates, Llc
    Conshohocken, PA
  • 09/2010 → Present
    Gaur Financial Associates, Llc.
    Glenside, PA
  • 01/2014 → Present
    Lpl Financial Llc
    Bala Cynwyd, PA
  • 01/2014 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 1/17/2014: ATLANTIC WEALTH GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/17/2014: GAUR FINANCIAL ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 5/7/2014: PRIVATE ADVISOR GROUP - DBA: (HYBRID) PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - IAR for RIA. 4. 12/27/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/17/2014 - 4 Hours Per Month/2 Hours During Securities Trading. 5) 04/27/2017- Private Advisor Group: DBA (Hybrid) Atlantic Wealth LLC-investment related-At reported business location(s)-Registered Investment Advisor DBA-provide advisory services-start 07/07/2014-Hours per month 110/ Hours during trading 90-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/24/17. I expect to spend approximately 110 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-03
Designations

View on SEC IAPD

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