Kenneth Barry Graves

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 10/2019
  1St Global Capital Corp.
  Hunt Valley, MD
• 12/2007 → Present
  Naden/Lean
  Hunt Valley, MD
• 12/2007 → 10/2019
  1St Global Advisors, Inc.
  Hunt Valley, MD
• 05/2008 → 09/2025
  Avantax Insurance Services, Inc.
  Hunt Valley, MD
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Hunt Valley, MD
• 10/2019 → 09/2025
  Avantax Advisory Services
  Hunt Valley, MD
• 02/2021 → 09/2025
  Avantax Insurance Services Or Avantax Insurance Agency
  Hunt Valley, MD
• 01/2023 → Present
  Nl Healthcare Advisory Accounting & Tax Llc
  Sparks, MD
• 01/2023 → Present
  Nl Healthcare Advisory Accounting & Tax Llc
  Sparks, MD
• 01/2023 → Present
  Nl Healthcare Advisory Accounting & Tax Llc
  Sparks, MD
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sparks, MD
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Paved Wealth Partners, Llc
  Sparks, MD

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Dallas, TX
  Ellicott City, MD
• 2007-12-21 → 2019-10-25
  1St Global Advisors Inc
  Timonium, MD
  Hunt Valley, MD
• 2002-05-15 → 2007-12-19
  New England Securities
  Timonium, MD
  Hunt Valley, MD
  Hunt Valley, MD

Other Businesses

1) N/L FINANCIAL SERVICES, LLC POSITION: null NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 12/01/2007 DESCRIPTION: Provide financial services to clients. 2) GROUP BENEFIT SERVICES, INC POSITION: REFERRING AGENT NATURE: HEALTH INSURANCE STRATEGIC ALLIANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2010 ADDRESS: Timonium MD United States DESCRIPTION: Health insurance referrals 3) AMWINS CONNECT ADMINISTRATORS POSITION: REFERRING AGENT NATURE: HEALTH INSURANCE STRATEGIC ALLIANCE INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2010; ADDRESS: 6 North Park Drive, Suite 310, Hunt Valley MD 21030, United States; DESCRIPTION: Limited to referring clients to Amwins. No duties after that. 4)NL HEALTHCARE ADVISORY ACCOUNTING & TAX LLC POSITION: AFFILIATED IAR WITH AVANTAX NATURE: OUR SPONSOR CPA FIRM NADEN LEAN LLC SPLIT INTO TWO ORGANIZATION IN JANUARY 2023 I AM NOW AFFILIATED WITH THE NL HEALTHCARE ADVISORY ACCOUNTING AND TAX LLC PARTNERSHIP INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 65 START DATE: 01/01/2023 ADDRESS: 53 Loveton Circle, Suite 120, Sparks MD 21152, United States DESCRIPTION: I HAVE NO DUTIES RELATED TO THIS ENTITY THE FIRM SERVES AS THE SPONSOR FOR THE AVANTAX RELATIONSHIP 5) N/L FINANCIAL SERVICES, INC.;HEALTH INSURANCE; NIR; 0; 12/01/2007; 6) NAME OF OTHER BUSINESS: PAVED WEALTH PARTNERS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: HOLY TRINITY PARTICULAR UKRAINIAN CATHOLIC CHURCH; INVESTMENT RELATED: NO; ADDRESS: 16631 NEW HAMPSHIRE AVE SILVER SPRING, MD 20905; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FINANCIAL STATEMENT PREPARATION, BUDGETING AND PLANNING FUNCTIONS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-06
• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Other Names

• Ken Graves