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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-09 |
| WI | RA | APPROVED | 2024-07-01 |
Branch Locations
1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 11/2015 | Present |
Ozaukee County horse and pony club / 121 W, Main Street Port Washington, WI 53074 / Other/ Agriculture & Livestock / This is a county wide 4H club whose purpose is to train and coach young horse riders / Officer / Internal vice president responsible for organizing volunteer activities for the club as well as attend board meetings / Start Date 10/14/2019 / non profit 4-H county wide horse and pony club / Irato Family RV, we rent out our RV trough a rental platform, outdoorsy.com I am responsible for providing the RV and outdoorsy handles all contracts, insurance and service - the only thing I do is maintain the RV and provide instructions on use to the renters, Proprietor / owner, we rent out our RV trough a rental platform, outdoorsy.com I am responsible for providing the RV and outdoorsy handles all contracts, insurance and service - the only thing I do is maintain the RV and provide instructions on use to the renters, start date-11/2/2020, Mequon WI United States-53097
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
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