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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-20
  • NY RA
    APPROVED
    Since 2024-06-20

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Lake Grove, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc New York NY 11/2006 06/2017
Nylife Distributors Llc New York NY 11/2006 06/2017
Tiaa Melville NY 12/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Melville NY 12/2017 Present
Unemployed Yonkers NY 06/2017 12/2017
  • 11/2006 → 06/2017
    New York Life Investment Management Llc
    New York, NY
  • 11/2006 → 06/2017
    Nylife Distributors Llc
    New York, NY
  • 12/2017 → Present
    Tiaa
    Melville, NY
  • 12/2017 → Present
    Melville, NY
  • 06/2017 → 12/2017
    Unemployed
    Yonkers, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
S63 Uniform Securities Agent State Law Examination 2007-04-17
  • S66 Uniform Combined State Law Examination
    2018-01-18
  • S63 Uniform Securities Agent State Law Examination
    2007-04-17
Other Names
  • Brian Michael O'DOnoghue

View on SEC IAPD

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