Jeffrey S Ballek

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 04/2017
  Real Estate Masters
  Duluth, MN
• 09/2006 → 05/2017
  Lifesmart, Llc
  Las Vegas, NV
• 02/2010 → 05/2017
  Waddell & Reed, Inc
  Duluth, MN
• 02/2010 → 07/2018
  Various Insurance Carriers For W & R Insurance Agencies, Inc
  Woodbury, MN
• 04/2017 → 05/2021
  Coldwell Banker Burnet
  Woodbury, MN
• 05/2017 → 07/2018
  Crown Capital Securities, Lp
  Orange, CA
• 05/2017 → 07/2018
  Lifesmart, Llc
  Woodbury, MN
• 07/2018 → 10/2019
  Bmo Harris Financial Advisors
  Burnsville, MN
• 06/2020 → 01/2024
  Crown Capital Securities Lp
  Orange, CA
• 03/2020 → Present
  Ballek Wealth Management Llc
  Woodbury, MN
• 06/2021 → 05/2024
  Keller Williams Integrity Realty
  Roseville, MN
• 01/2024 → Present
  Osaic
  Woodbury, MN
• 01/2024 → Present
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2024-01-26 → 2025-07-03
  The Ameriflex Group
  Woodbury, MN
• 2020-07-14 → 2024-01-24
  Crown Capital Securities, L.P.
  Las Vegas, NV
  Woodbury, MN
  Woodbury, MN
• 2018-07-25 → 2019-11-04
  Bmo Harris Financial Advisors, Inc.
  Lakeville, MN
  Burnsville, MN
  St. Paul, MN
  Apple Valley, MN
  Woodbury, MN
• 2017-05-25 → 2018-07-24
  Crown Capital Securities, L.P.
  Woodbury, MN
  Las Vegas, NV
  Woodbury, MN
• 2010-04-09 → 2017-05-26
  Waddell & Reed
  Duluth, MN
  Savage, MN
• 2007-07-13 → 2010-02-05
  Crown Capital Securities, L.P.
  Las Vegas, NV
  Henderson, NV
• 2006-04-26 → 2007-05-11
  Transamerica Financial Advisors, Llc
  Las Vegas, NV
  St. Petersburg, FL
  Las Vegas, NV
  Tampa, FL
  St. Petersburg, FL
• 2005-04-04 → 2006-05-01
  Waddell & Reed
  St Paul, MN
  Las Vegas, NV

Other Businesses

1. BALLEK WEALTH MANAGEMENT, LLC. POSITION: Owner NATURE: Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2020 ADDRESS: 2551 Grey Eagle Dr, Woodbury MN 55129, United States DESCRIPTION: Sell Insurance Products 2. COLDWELL BANKER REALTY / NETWORK CONNECT (DBA) POSITION: Realtor NATURE: Sole proprietorship, affiliation with Coldwell Banker for real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2024 ADDRESS: 7550 France Ave South, Suite 300, Edina MN 55435, United States DESCRIPTION: Maintaining realtor's license, not actively selling real estate. 3. NWF ADVISORY SERVICES, INC. POSITION: Independent Advisor Representative NATURE: Corporation, Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 06/09/2025 ADDRESS: 2551 Grey Eagle Dr, Woodbury MN 55129, United States DESCRIPTION: I provide Advisory Services such as wrap; Fee accounts and Financial Plans devote a over half of my time to this business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-24
• S63 Uniform Securities Agent State Law Examination
  1993-11-22

Other Names

• Jeff S Ballek
• Tyler Vanteil
• Jeff Steven Ballek
• Jeff Ballek