Alan S Scott Reisfield

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-03-27
TX	RA	APPROVED_RES	2019-02-19
NJ	RA	APPROVED	2008-04-25

FL RA
APPROVED

Since 2020-03-27
TX RA
APPROVED_RES

Since 2019-02-19
NJ RA
APPROVED

Since 2008-04-25

Branch Locations

Bradenton, FL • United States

Ramsey, NJ • United States

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Florham Park	NJ	04/2008	Present

04/2008 → Present

Ubs Financial Services Inc

Florham Park, NJ

Previous Registrations

2002-05-08 → 2008-05-05

Citigroup Global Markets Inc.

Florham Park, NJ

Florham Park, NJ

Other Businesses

1) J.G. Trust/ investment related?: / Ramsey, NJ United States-07446/ Invest and make distributions, per the trust./ Manage a trust for my sister, J.G., for a period of 5 years. This is under the will of my father, M.R./ start date: 3/22/2021.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-28
S63	Uniform Securities Agent State Law Examination	1993-07-09

S65 Uniform Investment Adviser Law Examination

1993-07-28
S63 Uniform Securities Agent State Law Examination

1993-07-09

Other Names

Alan Scott Reisfield

View on SEC IAPD