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Mark Alan Pinkleton

Ameriprise Financial Services, LLC

Springfield, TN

Greenbrier, TN

CRD 2360718

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-12-01
TN RA APPROVED 2004-02-27
  • TX RA
    APPROVED_RES
    Since 2006-12-01
  • TN RA
    APPROVED
    Since 2004-02-27

Branch Locations

3993 Memorial Blvd, Springfield, TN 37172 • United States

Greenbrier, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield TN 09/2005 03/2020
Ameriprise Financial Services, Llc Springfield TN 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-12
  • S63 Uniform Securities Agent State Law Examination
    1993-07-12

View on SEC IAPD

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