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Stephen Edward O'CAllaghan

Osaic Institutions, Inc.

Concord, NH

Hanover, NH

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-07-15
  • NH RA
    APPROVED
    Since 2024-07-15

Branch Locations

1 Pillsbury Street, Suite 303, Concord, NH 03301 • United States

2 Maple Street, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp. Manchester NH 04/2014 07/2024
Osaic Institutions, Inc Meriden CT 07/2024 Present
Ledyard Bank Ledyard NH 07/2024 Present
  • 04/2014 → 07/2024
    Cco Investment Services Corp.
    Manchester, NH
  • 07/2024 → Present
    Meriden, CT
  • 07/2024 → Present
    Ledyard Bank
    Ledyard, NH
Previous Registrations
  • 2014-04-14 → 2024-07-15
    Manchester, NH
    Hudson, NH
    Braintree, MA
    Woburn, MA
  • 2012-09-19 → 2014-04-16
    Wakefield, MA
    Boston, MA
    Harrisburg, PA
    Parkesburg, PA
    Carlisle, PA
    Hellam, PA
    Brick, NJ
    Webster, MA
    Woodlynne, NJ
    Weston, MA
    Westford, MA
    Westboro, MA
    Wilmington, DE
    Pelham, NH
    York, PA
    Hanover, PA
    Pennington, NJ
    Fall River, MA
    Hooksett, NH
    Toms River, NJ
    Spring Grove, PA
    Oley, PA
    Nashua, NH
    Swansea, MA
    Watertown, MA
    Ayer, MA
    Somerville, MA
    Lancaster, PA
    Robbinsville, NJ
    Forest Hill, MD
    York, PA
    West Boylston, MA
    Coopersburg, PA
    Cambridge, MA
    Methuen, MA
    Bethlehem, PA
    Manchester, PA
    Manchester, MA
    Marcus Hook, PA
    Gloucester, MA
    Salem, NH
    Marlboro, MA
    Lawrenceville, NJ
    Red Lion, PA
    Hudson, NH
    Norwell, MA
    Bethlehem, PA
    Laureldale, PA
    Lowell, MA
    Danvers, MA
    Townsend, MA
    Chelsea, MA
    Concord, NH
    Lancaster, PA
    Weymouth, MA
    Lititz, PA
    Lebanon, PA
    Hamilton, NJ
    Havertown, PA
    Old Bridge, NJ
    West Windsor, NJ
    Waltham, MA
    Wayland, MA
    Clifton Heights, PA
    Kutztown, PA
    Gaithersburg, MD
    Palmyra, NJ
    North Andover, MA
    Hazlet, NJ
    Waltham, MA
    Northampton, PA
    Ipswich, MA
    Mt. Holly, NJ
    Lowell, MA
    Lynnfield, MA
    Trenton, NJ
    Assonet, MA
    Wellesley, MA
    Wyndmoor, PA
    Westport, MA
    Burlington, MA
    Burlington, NJ
    Philadelphia, PA
  • 2008-05-27 → 2012-09-19
    Lynn, MA
    Lynnfield, MA
    Lynn, MA
    Hudson, NH
    Nashua, NH
    Weston, MA
    Needham, MA
    Needham, MA
    Wellesley, MA
    Burlington, MA
    Somerville, MA
    Foxboro, MA
    Hollis, NH
    Lexington, MA
    Cambridge, MA
    Somerville, MA
    Pelham, NH
    Chelmsford, MA
    Nashua, NH
    Sudbury, MA
    Nashua, NH
    Swampscott, MA
    Natick, MA
    Everett, MA
    Framingham, MA
    Saugus, MA
    Framingham, MA
    Bedford, MA
    Watertown, MA
    Lynn, MA
    Boston, MA
    Revere, MA
    Framingham, MA
    Chelsea, MA
    Somerville, MA
    Somerville, MA
    Framingham, MA
    Hudson, NH
    Nashua, NH
    Foxboro, MA
    Wellesley, MA
    Saugus, MA
    Wayland, MA
    Newtonville, MA
    Framingham, MA
    Somerville, MA
    Lynn, MA
    Boston, MA
    Framingham, MA
    Sudbury, MA
    Watertown, MA
    Marlborough, MA
    Wakefield, MA
    Framingham, MA
    Nashua, NH
    Hudson, NH
    Wellesley, MA
    Saugus, MA
    Belmont, MA
    Swampscott, MA
    Melrose, MA
    Woburn, MA
    Winchester, MA
    Framingham, MA
    Boston, MA
    Framingham, MA
    Wilmington, MA
    Hooksett, NH
    Manchester, NH
    Wakefield, MA
    Hillsborough, NH
    Concord, NH
    Middleton, MA
  • 2005-05-04 → 2008-05-27
    Ifmg Securities, Inc.
    Watertown, MA
    Everett, MA
    Boston, MA
    Natick, MA
    Revere, MA
    Framingham, MA
    Framingham, MA
    Framingham, MA
    Swampscott, MA
    Framingham, MA
    Chelsea, MA
    Lynn, MA
    Saugus, MA
    Somerville, MA
    Bedford, MA
  • 2004-10-20 → 2005-05-04
    Banc Of America Investment Services, Inc.
    Framingham, MA
  • 2003-07-29 → 2004-10-20
    Quick & Reilly, Inc.
    Framingham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-12
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    2016-12-12
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Designations
Other Names
  • Stephen Edward Ocallaghan
  • Stephen Ocallaghan

View on SEC IAPD

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