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Robert Francis Carmichael

Rbc Capital Markets, LLC

Walnut Creek, CA

Lafayette, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
CA RA APPROVED 2007-06-21
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • CA RA
    APPROVED
    Since 2007-06-21

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Lafayette, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Oakland CA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-20
S63 Uniform Securities Agent State Law Examination 1993-08-31
  • S65 Uniform Investment Adviser Law Examination
    2007-06-20
  • S63 Uniform Securities Agent State Law Examination
    1993-08-31
Other Names
  • Bob Carmichael
  • Robert Carmichael

View on SEC IAPD

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