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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED | 2005-04-15 |
Branch Locations
7557 Rambler Rd Ste 715, Dallas, TX 75231-4142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger | Richardson | TX | 04/2005 | Present |
1. 02/08/05 - INDEPENDENT INSURANCE AGENCY SELLING TERM LIFE INSURANCE AND LTC 2. 02/14/05 - DBA ONLY, HAZELBAKER FINANCIAL, TX.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-02 |
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