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Michael Shaun Hazelbaker

LPl Financial LLC

Dallas, TX

CRD 2360555

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-28
TX RA APPROVED 2005-04-15
  • IN RA
    APPROVED
    Since 2026-04-28
  • TX RA
    APPROVED
    Since 2005-04-15

Branch Locations

7557 Rambler Rd Ste 715, Dallas, TX 75231-4142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Richardson TX 04/2005 Present
  • 04/2005 → Present
    Linsco/Private Ledger
    Richardson, TX
Previous Registrations
  • 2004-01-05 → 2005-04-20
    Walnut Street Securities, Inc.
    Richardson, TX
Other Businesses

1. 02/08/05 - INDEPENDENT INSURANCE AGENCY SELLING TERM LIFE INSURANCE AND LTC 2. 02/14/05 - DBA ONLY, HAZELBAKER FINANCIAL, TX.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-16
S63 Uniform Securities Agent State Law Examination 1993-08-02
  • S65 Uniform Investment Adviser Law Examination
    2003-12-16
  • S63 Uniform Securities Agent State Law Examination
    1993-08-02
Other Names
  • Michael Shaun Hazelbaker
  • Mike Hazelbaker
  • Michael Shawn Hazelbaker

View on SEC IAPD

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