Brian Michael Turpen

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 02/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 02/2022 → Present
  Raymond James Financial Services, Inc.
  Houston, TX
• 02/2022 → Present
  First Community Credit Union
  Houston, TX

Previous Registrations

• 2013-11-07 → 2022-02-04
  Cuna Brokerage Services, Inc.
  Houston, TX
  Katy, TX
  Houston, TX
  Houston, TX
  Sugarland, TX
  Spring, TX
  Tomball, TX
  Houston, TX
• 2011-01-03 → 2013-11-01
  Cuso Financial Services, L.P.
  Pt. Neches, TX
  Nederland, TX
• 2008-06-02 → 2011-01-03
  Edward Jones
  St Louis, MO
  Lakeway, TX
• 2007-02-09 → 2007-11-28
  Edward Jones
  College Station, TX
  St Louis, MO
  Bryan, TX

Other Businesses

(1)Name of Business: First Community Wealth Advisors Address: 15260 Fm 529 Rd, Houston, TX, 77095-3252, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2007-01-29
• S63 Uniform Securities Agent State Law Examination
  2005-11-11

Designations

• Certified Financial Planner

Other Names

• Brian M Turpen