Jonathan Joel Busa

Current Employers

Employment History

• 06/1998 → Present
  Osaic Wealth Inc. (Fka Royal Alliance Associates, Inc.)
  Wakefield, MA
• 08/2001 → Present
  Ceres Financial Group, Inc.
  Stoughton, MA

Other Businesses

1) LAGUNA LAKES COMMUNITY DEVELOPMENT DISTRICT POSITION: Board Supervisor- Chairman NATURE: Non-Profit - Independent Special District INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: 5911 Country Lakes Dr, Fort Myers FL 33905 DESCRIPTION: Oversee duties and responsibilities of a Special District located in Lee County Florida.The LLCDD is responsible for overseeing surface water management, lakes management, and irrigation managementfor the Laguna Lakes Community. 2) JONATHAN BUSA; SOLE PROPRIETOR; INVESTMENT RELATED:YES 15540 LAGUNA HILLS DR FORT MYERS FL 33908; AGENT/PRODUCER; STARTED 1994; 10 HRS/MTH; 0 HRS/MTH DURING ST HOURS; SALES OF LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE, FIXED ANNUITIES. 3) CERES FINANCIAL GROUP, INC.; POSITION: Principal and Managing Director NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 05/13/2002 ADDRESS: 909 Washington St, STE 202, Stoughton MA 02072; DESCRIPTION: Oversee and manage investment advisory activities for CERES Financial Group, Inc. 4) ALLIANT PROPERTY MANAGEMENT LLC POSITION: Business Development NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 10/11/2012; ADDRESS: 13831 VECTOR AVE, FORT MYERS FL 33907, United States; DESCRIPTION: Sales, marketing and consulting of association management services to board members of condominium and homeowner community associations. 5) Osaic Wealth Inc. (fka Royal Alliance Associates, Inc) POSITION: Registered Representative- NATURE: Corporation- INVESTMENT RELATED: Yes NUMBER OF HOURS160 SECURITIES TRADING HOURS:: 160 START DATE: 06/1998 ADDRESS: New York, NY DESCRIPTION: Broker-Dealer 6) NOVUS MANAGEMENT STRATEGIES, LLC POSITION: Managing Member NATURE: Filed on 2/23/2026 as Limited Liability Company (LLC), solely owned by me. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/23/2026 ADDRESS: 400 N Tampa St STE 1550, #990681, Tampa FL 33602, United States DESCRIPTION: Novus Management Strategies, LLC will provide business management and operations consulting services to organizations and business leaders. My duties will include evaluating operational workflows, improving business processes and procedures, developing organizational clarity, strengthening people productivity through enhanced role clarity and communication practices, and assisting with the adoption and integration of modern technology and AI tools into business operations. All duties will be strictly non-investment-related and will not involve financial planning, investment advice, securities recommendations, or any activity requiring registration. Novus will be fully separate from my role as a Financial Professional with Osaic and fully separate from my independent RIA. There will be no overlap, interference, or confusion with Firm-related responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-29
• S63 Uniform Securities Agent State Law Examination
  1993-07-16