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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-21 |
| TX | RA | APPROVED_RES | 2021-02-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Palm Beach Gardens | FL | 10/2009 | 01/2021 |
| Ameriprise Financial Services, Inc. | Palm Beach Gardens | FL | 10/2009 | 01/2021 |
| Lpl Financial Llc | Stuart | FL | 01/2021 | Present |
1)2/1/2021- Chrissinger Capital Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Stuart, FL -160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
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