David Kelly Wood

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 11/2024
  Lincoln Financial Advisors Corp
  Santa Rosa, CA
• 11/2024 → Present
  Lpl Financial
  Santa Rosa, CA

Previous Registrations

• 2007-11-15 → 2024-11-12
  Osaic Fa, Inc.
  Santa Rosa, CA
  San Ramon, CA
  Santa Rosa, CA
• 2001-10-30 → 2007-12-03
  Mml Investors Services, Llc
  Santa Rosa, CA
  Santa Rosa, CA

Other Businesses

1- 08/2024 / Marys Folly LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 2 hrs mth / Felton CA / Start date: 05/22/2018 2- 08/2024 / WOOD WEALTH MANAGEMENT / Non-Variable Insurance / Investment Related / 15 hrs mth / Santa Rosa CA / Start date: 11/01/2007 3- 08/2024 / Valley Mini Storage / Business Owner / Not Investment Related / 1 hr mth / Felton CA / Start date: 05/22/2018 4- 08/2024 / Wood Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mth / At reported business location(s) 5- 08/2024 / Wood VMS Family Limited Partnership / Business Entity For Tax/Investment Purposes Only / 2 hrs mth / Felton CA / Start date: 01/01/2000 6- 08/2024 / DK Felton Management LLC / Real Estate Rental / Investment Related / 2 hrs mth / Felton CA / Start date: 06/01/2016

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-27

Designations

• Chartered Financial Consultant