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David Westbrook Page

Janney Montgomery Scott LLC

Bryn Mawr, PA

CRD 2360191

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-10
NC RA APPROVED 2011-03-07
NJ RA APPROVED 2010-06-09
CA RA APPROVED 2009-11-18
PA RA APPROVED 2009-05-06
  • TX RA
    APPROVED_RES
    Since 2019-12-10
  • NC RA
    APPROVED
    Since 2011-03-07
  • NJ RA
    APPROVED
    Since 2010-06-09
  • CA RA
    APPROVED
    Since 2009-11-18
  • PA RA
    APPROVED
    Since 2009-05-06

Branch Locations

40 Morris Avenue Suite 200, Bryn Mawr, PA 19010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Bryn Mawr PA 05/2009 Present
Other Businesses

1. NAME OF BUSINESS: PHILADELPHIA HIDE 2. INVESTMENT RELATED: N/A 3. ADDRESS: 253 S. 24TH ST., PHILA, PA 19103 4. NATURE OF BUSINESS: HIDE BROKER 5. POSITION/TITLE/RELATIONSHIP: MEMBER-ADVISORY COMMITTEE 6. START DATE: N/A 7. HRS/MO: 1 8. HRS/TRADING HRS: N/A 9. MEET QUARTERLY ON STRATEGY TACTICS 1. NAME OF BUSINESS: TRIMBLES FORD 2. INVESTMENT RELATED: N/A 3. ADDRESS: 301 NORTHBROOK RD, WEST CHESTER, PA 4. NATURE OF BUSINESS: OUR FARM 5. POSITION/TITLE/RELATIONSHIP: OWNER 6. START DATE: 2004 7. HRS/MO: 20 8. HRS/TRADING HRS: 0 9. MAINTENANCE OF FARM BUILDINGS & LIVE STOCK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-28
S63 Uniform Securities Agent State Law Examination 1995-05-31
  • S65 Uniform Investment Adviser Law Examination
    1996-03-28
  • S63 Uniform Securities Agent State Law Examination
    1995-05-31
Other Names
  • David W Page

View on SEC IAPD

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