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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2005-01-27
  • WA RA
    APPROVED
    Since 2005-01-27

Branch Locations

1624 4Th Ave E, Olympia, WA 98506 • United States

Gig Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management, Inc. Gig Harbor WA 01/2005 Present
Thrivent Financial Appleton WI 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S66 Uniform Combined State Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25
Other Names
  • Sari Jill Tollefson

View on SEC IAPD

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