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Robert Brian Davis

Cetera Investment Advisers LLC

Winter Park, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
FL RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-06-29
  • FL RA
    APPROVED
    Since 2023-04-21

Branch Locations

505 N Park Ave Ste 201, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Winter Park FL 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 05/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Winter Park, FL
  • 05/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-27 → 2021-06-14
    Voya Financial Advisors, Inc.
    Tampa, FL
    Winter Park, FL
    Tampa, FL
    Fort Lauderdale, FL
    Windsor, CT
  • 2009-02-12 → 2012-07-18
    Brokersxpress Llc
    Winter Park, FL
    Winter Park, FL
    Chicago, IL
  • 2003-07-01 → 2009-01-30
    Wells Fargo Clearing Services, Llc
    Orlando, FL
    Orlando, FL
  • 1997-03-27 → 2003-07-01
    Prudential Equity Group, Llc
    Orlando, FL
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 505 N PARK AVENUE STE 201; WINTER PARK; FL; 32789; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/19/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-20
S63 Uniform Securities Agent State Law Examination 1993-10-11
  • S65 Uniform Investment Adviser Law Examination
    1997-11-20
  • S63 Uniform Securities Agent State Law Examination
    1993-10-11

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

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