Matthew Claude Sines

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 10/2020
  Raymond James Financial Services, Inc.
  St. Petersburg, FL
• 11/2020 → 08/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2020 → 08/2021
  Thrivent Advisor Network
  Palm Harbor, FL
• 09/2021 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

Thrivent Advisor Network - Investment Related - 2390 Enisgrove Drive, Palm Harbor FL, 34683 - RIA Platform for advisors looking to have an IAR relationship - Sr. Business Development Officer - 40 hours a month - TAN is a new platform rolled out by thrivent. I have been hired to recruit financial advisors to this platform across the industry.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-03
• S63 Uniform Securities Agent State Law Examination
  1996-04-18

Other Names

• Matt Claude Sines