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Brian Leo Mccullough

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Grapevine, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-04

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Grapevine, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rpi Surveys Grapevine TX 05/2011 07/2018
Td Ameritrade, Inc. Southlake TX 07/2018 10/2018
Charles Schwab & Co., Inc. Fort Worth TX 11/2018 03/2019
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2019 Present
Tiaa Frisco TX 07/2019 Present
Unemployed Grapevine TX 04/2019 06/2019
  • 05/2011 → 07/2018
    Rpi Surveys
    Grapevine, TX
  • 07/2018 → 10/2018
    Td Ameritrade, Inc.
    Southlake, TX
  • 11/2018 → 03/2019
    Charles Schwab & Co., Inc.
    Fort Worth, TX
  • 07/2019 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Frisco, TX
  • 07/2019 → Present
    Tiaa
    Frisco, TX
  • 04/2019 → 06/2019
    Unemployed
    Grapevine, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2018-09-11
  • S65 Uniform Investment Adviser Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2018-09-11
Other Names
  • Brian Leo Mccullough
  • Brian Mccullough
  • Brian L Mccullough

View on SEC IAPD

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