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31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-26 |
| WA | RA | APPROVED | 2020-12-17 |
| CA | RA | APPROVED | 2008-10-31 |
Branch Locations
31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aerie Financial Group | Santa Clarita | CA | 05/2005 | Present |
| Alliance Advisory & Securities | Westlake Village | CA | 05/2005 | Present |
1 Arie Financial Group Investment Related: No Address: 28293 Timothy Drive, Santa Clarita, CA 91350 Business Nature: Insurance Sales - Life, Health, Disability & Fixed Annuity products Position: Owner/President Start Date: 2005 Hours/Month: 140 Hours/Month during trading hours: 100 Description of duties: Insurance Sales - Life, Health, Disability & Fixed Annuity products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-20 |
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