Michael Aaron Gubin

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Schmidt Financial
  Northbrook, IL

Previous Registrations

• 2012-11-14 → 2013-07-15
  Equitable Advisors, Llc
  Deerfield, IL
  Riverwoods, IL
  Deerfield, IL
  Northbrook, IL

Other Businesses

1.) SCHMIDT FINANCIAL - 6/1/2012 -520 Lake Cook Road, Suite 178, Deerfield, IL 60015 - Life Insurance Broker, prospecting and selling life insurance and annuities, Life Insurance and Annuity Prospecting and Sales, Not Invt Rel, 120 hrs/mo; 90 hrs/mo (during trading hours). 2.) MAG ADVISORS INC - 5/29/2015 - 520 Lake Cook Road, Suite 178, Deerfield, IL 60015 - President And Sales - 100% owner of entity, prospect for new life insurance and annuity, insurance and annuity sales, Not Invt Rel, 120 hrs/mo; 90 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC. - 1/6/2014 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2012-09-24

Designations

• Certified Financial Planner