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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-02
  • NJ RA
    APPROVED
    Since 2025-06-02

Branch Locations

1814 Rt 70 East Ste. 250, Cherry Hill, NJ 08003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 06/2015 03/2019
Questar Asset Management Minneapolis MN 02/2016 03/2019
Woodbury Financial Services, Inc. Cherry Hill NJ 03/2019 01/2024
Osaic Wealth, Inc. Cherry Hill NJ 01/2024 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
  • 06/2015 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2016 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Cherry Hill, NJ
  • 01/2024 → 06/2025
    Cherry Hill, NJ
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2024-01-19 → 2025-06-04
    Cherry Hill, NJ
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Cherry Hill, NJ
    Cherry Hill, NJ
  • 2016-05-25 → 2019-03-01
    Questar Asset Management, Inc.
    Cherry Hill, NJ
    Minneapolis, MN
Other Businesses

1. SELIGMAN FINANCIAL GROUP LLC/DBA UNITED FINANCIAL SOLUTIONS, 1814 rt 70 East, Suite250, cherry hill NJ 08003, United States, 06/02/2025, Managing Member, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 2. UNITED FINANCIAL SOLUTIONS, 1814 rt 70 East, Suite 250, Cherry Hill NJ 08003, United States, 06/02/2025, Agent, Insurance/Benefits/Human Resources, NIR, 30 HR/MO - 30 HR/MO TRADING 3. WOLF COMMERCIAL REAL ESTATE, 1 Holtec DR, Site G100, Marlton NJ 08053, United States, 06/02/2025, Agent, Real Estate, NIR, 1HR/MO - 1 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, 06/2025, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 1993-12-09
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-12-09

View on SEC IAPD

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