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Tracy Belinda Rinaldi

Rockefeller Financial LLC

Los Angeles, CA

Scottsdale, AZ

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-17
TX RA APPROVED 2022-10-13
  • AZ RA
    APPROVED
    Since 2022-10-17
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Max At Kierland 16220 North Scottsdale Road, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Scottsdale AZ 06/2009 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 06/2018 01/2020
Stifel Nicolaus & Co Inc Scottsdale AZ 02/2020 10/2022
Rockefeller Financial Llc Scottsdale AZ 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-21
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S66 Uniform Combined State Law Examination
    2007-08-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Other Names
  • Tracy Belinda Robertson
  • Tracy Belinda Rinaldi
  • Tracy Rinaldi
  • Tracy B Rinaldi

View on SEC IAPD

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