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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-28 |
| VT | RA | APPROVED | 2009-09-08 |
Branch Locations
1233 Shelburne Rd Ste E5, South Burlington, VT 05403-7751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | South Burlington | VT | 09/2009 | Present |
1. 10/6/2011: NON-VARIABLE INSURANCE DBA - L&M FINANCIAL - THIS IS A MARKETING NAME ONLY TO CONDUCT BUSINESS FOR LPL AND OUR FIXED INSURANCE PRACTICE TO INCORPORTATE LOWREY FINANCIAL AND MCLENITHAN FINANCIAL TO ANSWER THE PHONE EASIER AS L&M FINANCIAL. - TIME SPENT 1%. 2. 5/3/2012: NON-VARIABLE INSURANCE DBA - MCLENITHAN FINANCIAL - I USE FIXED PRODUCTS TO SOLVE CLIENTS FINANCIAL NEEDS- I OPERATE AS A SOLE PROPRIETORSHIP- THIS PART OF MY BUSINESS IS ROUGHLY 20% OF MY TIME AND WILL GENERATE ROUGHLY 30 TO 40 THOUSAND IN REVENUE PER YEAR. - TIME SPENT 20%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-09 |
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