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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | New York | NY | 03/2008 | Present |
(1) Name of Entity - Condo Board Address - Personal residence Business Description - Condo Board Business is not investment related Projected Start Date: 05/2019 Capacity: Board Member Duties Performed: represent unit owners and their interests Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 (2) Name of Entity - JMD 2289 Venetia LLC Address - 2289 Venetia Place Indialantic, FL 32903 Business Description - LLC for liability structure Business is/is not investment related - Yes Projected Start Date: 07/2020 Capacity: Manager of the LLC Duties Performed: Paying bills and taxes for the LLC Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-30 |
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