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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-11 |
| TX | RA | APPROVED_RES | 2020-06-23 |
| PA | RA | APPROVED | 2017-09-28 |
Branch Locations
Warrington, PA • United States
3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States
220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States
La Quinta, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Center Valley | PA | 11/2004 | Present |
| Mml Investors Services, Llc | Center Valley | PA | 12/2004 | Present |
(1) NAME: LOUIS HOFFMAN INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 03/01/2005 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, LONG-TERM CARE (2) NAME: HFG LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LLC IS USED FOR EXPENSES AND COMPENSATION FOR ADVISORY FEES POSITION: OWNER START DATE: 08/15/2023 NO HRS/MO: 1 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: LLC IS USED FOR EXPENSES AND COMPENSATION FOR ADVISORY FEES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-25 |
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