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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-11-01
CA RA APPROVED 2004-07-09
  • TX RA
    APPROVED_RES
    Since 2004-11-01
  • CA RA
    APPROVED
    Since 2004-07-09

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 07/2004 Present
Previous Registrations
Other Businesses

1)R&B UNITED LLC / PO BOX 889 BELVEDERE,CA 94920 / PARTNERSHIP/ OTHER NONE / NONE / PARTNER / / PAY BILLS / START DATE 5/19/14 / 2)DOUBLE OH LLC,COUnited States,The LLC was formed solely to own a boat and has no other function or business.DOUBLE OH LLC, a Colorado Limited Liability Company. The LLC is 100% owned by The MAFC Trust (Marcus Fagersten and Alexandra Fagersten, Trustees). Marcus fagersten is Manager of the LLC. The LLC was formed solely to own a boat and has no other function or business.,Managing MemberAdministrative only,Start date8/11/2025Investment -Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-22
S63 Uniform Securities Agent State Law Examination 1993-07-02
  • S65 Uniform Investment Adviser Law Examination
    1994-11-22
  • S63 Uniform Securities Agent State Law Examination
    1993-07-02
Other Names
  • Marcus Fagersten

View on SEC IAPD

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