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Global View Capital Management LLC CRD 158292
$775M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-01-02 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
207 Grand Avenue, Wausau, WI 54403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marcie'S Financial & Tax Services | Hatley | WI | 06/1992 | 10/2022 |
| Nemke Enterprises, Llc | Schofield | WI | 01/2005 | 02/2022 |
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 11/2010 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
[1] GLOBAL VIEW CAPITAL INSURANCE SERVICE, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 187 HRS/MONTH; APPROX. 154 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-06-2013; APPROX. 187 ADVISORY HRS/MONTH; APPROX. 154 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] ST. FLORIAN CATHOLIC CHURCH; NOT INVESTMENT RELATED; NATURE: CATHOLIC CHURCH; ADDRESS: 500 CHURCH ROAD, HATLEY, WI 54440; POSITION: FINANCE COUNCIL MEMBER; STARTED: OCTOBER 2017; APPROX. 20 HS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: REVIEW FINANCIAL ACTIVITIES OF THE PARISH AND ASSIST PARISH SECRETARY IN PRODUCING THE FINANCIAL REPORTS TO THE PARISH AND DIOCESE. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.13.2023; APPROX. 60 HRS/MONTH DURING TRADING HOURS; APPROX. 25 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-10 |
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