Stephen Stanley Webb

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 12/2017
  World Capital Brokerage, Inc.
  Denver, CO
• 12/2017 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2015-11-25 → 2017-12-05
  Investment Research Corp
  Aurora, CO
  Denver, CO
• 2010-10-20 → 2014-12-31
  Investment Research Corp
  Aurora, CO
  Denver, CO
• 2009-06-01 → 2010-10-22
  Equitable Advisors, Llc
  Lakewood, CO
• 2008-08-01 → 2009-06-02
  Nationwide Securities, Llc
  Aurora, CO
• 2002-01-09 → 2008-08-01
  1717 Capital Management Company
  Aurora, CO
  Aurora, CO

Other Businesses

MAY HOLD VARIOUS CARRIER APPOINTMENTS FOR FIXED BUSINESS SUCH AS LTC, DI AND FIXED LIFE AND HEALTH. SELF EMPLOYED. NOT INVESTMENT RELATED. 12854 EAST VILLANOVA DRIVE, AURORA, CO 80014. STARTED 1976. 100 HOURS/MONTH. 50 HOURS/MONTH DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-18
• S63 Uniform Securities Agent State Law Examination
  1993-08-20

Designations

• Chartered Financial Consultant