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Gilbert, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-17 |
Branch Locations
Coto De Caza, CA • United States
Gilbert, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingsview Llc | Laguna Beach | CA | 11/2014 | 08/2018 |
| Kingsview Asset Management | Laguna Beach | CA | 06/2015 | 03/2017 |
| T&T Capital Management | Gilbert | AZ | 03/2017 | Present |
| Rick Nelson Insurance Solutions Llc | Coto De Caza | CA | 07/2014 | Present |
| Three Lakes Trading Company | Irvine | CA | 08/2018 | Present |
Three Lakes Trading Company; INVESTMENT RELATED; ; COMMODITIES AND FUTURES BROKERAGE; ASSOCIATED PERSON; START DATE 08/2018; OFFERING MANAGED FUTURES, 5 hours per week: Resident Insurance Producer for RICK NELSON INSURANCE SOLUTIONS LLC, Life, Accident & Health- 5 hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-09 |
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