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Scott Allen Altenburg

T&T Capital Management

Coto De Caza, CA

Gilbert, AZ

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Current Employers
T&T Capital Management

Gilbert, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-17
  • CA RA
    APPROVED
    Since 2017-03-17

Branch Locations

Coto De Caza, CA • United States

Gilbert, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsview Llc Laguna Beach CA 11/2014 08/2018
Kingsview Asset Management Laguna Beach CA 06/2015 03/2017
T&T Capital Management Gilbert AZ 03/2017 Present
Rick Nelson Insurance Solutions Llc Coto De Caza CA 07/2014 Present
Three Lakes Trading Company Irvine CA 08/2018 Present
  • 11/2014 → 08/2018
    Kingsview Llc
    Laguna Beach, CA
  • 06/2015 → 03/2017
    Kingsview Asset Management
    Laguna Beach, CA
  • 03/2017 → Present
    Gilbert, AZ
  • 07/2014 → Present
    Rick Nelson Insurance Solutions Llc
    Coto De Caza, CA
  • 08/2018 → Present
    Three Lakes Trading Company
    Irvine, CA
Previous Registrations
Other Businesses

Three Lakes Trading Company; INVESTMENT RELATED; ; COMMODITIES AND FUTURES BROKERAGE; ASSOCIATED PERSON; START DATE 08/2018; OFFERING MANAGED FUTURES, 5 hours per week: Resident Insurance Producer for RICK NELSON INSURANCE SOLUTIONS LLC, Life, Accident & Health- 5 hours per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-09
  • S65 Uniform Investment Adviser Law Examination
    2015-06-09
Other Names
  • Scott Altenburg

View on SEC IAPD

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