James Jeffrey Smothers

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-22
GA	RA	APPROVED	2011-06-22

TX RA
APPROVED

Since 2014-08-22
GA RA
APPROVED

Since 2011-06-22

Branch Locations

820 Ebenezer Church Road Suite 104, Sharpsburg, GA 30277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Dallas	TX	04/1993	Present

04/1993 → Present

Edward D. Jones & Co., L.P.

Dallas, TX

Other Businesses

Double Creek LLC Type of business: hunting property Forsyth, GA Start date: 6/20/2020 Vice President Hours per week: 0 Hours during trading: 0 Keep records of any expenses and meeting minutes. document for the LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-29
S63	Uniform Securities Agent State Law Examination	1993-08-19

S66 Uniform Combined State Law Examination

2007-01-29
S63 Uniform Securities Agent State Law Examination

1993-08-19

Other Names

Jim Smothers

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews