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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-08-08 |
| TX | RA | APPROVED | 2024-08-05 |
Branch Locations
2806 Hwy 54, Peachtree City, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Peachtree City | GA | 10/2014 | 08/2024 |
| Lpl Financial Llc | Atlanta | GA | 08/2024 | Present |
1) 07/2024 - Non-Variable Insurance / Inv. Related / Peachtree City, GA / Start date 07/29/2024 - 5 Hrs per month - 3 % Time Spent 2) 07/2024 - NFH LLC DBA LANDFIX / Business Owner / Non Inv. Related / Peachtree City, GA / Start date 07/29/2024 - 10 Hrs per month - 6 % Time Spent 3) 07/2024 - Wealthstead Financial Advisors / -DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 140 Hrs per month - 90 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-28 |
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