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Derek Thomas Kennedy

Kennedy Wealth Management

Knoxville, TN

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Current Employers
Kennedy Wealth Management

200 Prosperity Drive, Knoxville, TN 37923 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-02-04
  • TN RA
    APPROVED
    Since 2004-02-04

Branch Locations

200 Prosperity Drive, Knoxville, TN 37923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Wealth Management Knoxville TN 01/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-27
  • S63 Uniform Securities Agent State Law Examination
    1993-07-27
Designations

View on SEC IAPD

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