Samuel Russell Kerner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-16
TX	RA	APPROVED_RES	2020-11-06
NJ	RA	APPROVED	2018-08-29

FL RA
APPROVED

Since 2026-01-16
TX RA
APPROVED_RES

Since 2020-11-06
NJ RA
APPROVED

Since 2018-08-29

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin/Templeton Distributors, Inc.	Ridgefield Park	NJ	11/1996	07/2017
Cambridge Investment Research, Inc.	Fairfield	IA	03/2018	06/2018
Morgan Stanley	Paramus	NJ	07/2018	Present
Unemployed	Ridgewood	NJ	08/2017	02/2018
Morgan Stanley Private Bank, N.A.	New York	NY	08/2018	Present

11/1996 → 07/2017

Franklin/Templeton Distributors, Inc.

Ridgefield Park, NJ
03/2018 → 06/2018

Cambridge Investment Research, Inc.

Fairfield, IA
07/2018 → Present

Morgan Stanley

Paramus, NJ
08/2017 → 02/2018

Unemployed

Ridgewood, NJ
08/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

1. Rental Property; Investment related; Hilton Head Island, SC; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2014; During business hours: 0; After business hours: 0; Pay the mortgage

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-28
S63	Uniform Securities Agent State Law Examination	1993-06-08

S66 Uniform Combined State Law Examination

2018-08-28
S63 Uniform Securities Agent State Law Examination

1993-06-08

Other Names

Samuel R Kerner

View on SEC IAPD